-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MqG90IiEdBVw6JT+yEMB2jXy/2Xg0ymGXtPRyY+D7zFExLg4AH1Du2m1CjNri2+q N+S3AQwxHjYmQrCejPrJFA== 0001012870-98-000305.txt : 19980212 0001012870-98-000305.hdr.sgml : 19980212 ACCESSION NUMBER: 0001012870-98-000305 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980211 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CBT GROUP PLC CENTRAL INDEX KEY: 0000940181 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-44469 FILM NUMBER: 98531347 BUSINESS ADDRESS: STREET 1: 1005 HAMILTON COURT CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4157379050 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ULSTER BANK DUBLIN NOMINEES LTD CENTRAL INDEX KEY: 0001008286 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 32/33 COLLEGE GREEN STREET 2: DUBLIN E CITY: IRELAND STATE: L2 SC 13G/A 1 AMENDMENT #3 TO SCHEDULE 13G ---------------------------------- OMB APPROVAL ---------------------------------- OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response 14.90 ---------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3)* CBT Group PLC - -------------------------------------------------------------------------------- (NAME OF ISSUER) American Depositary Shares - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 124853 - -------------------------------------------------------------------------------- (CUSIP NUMBER) *The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) Page 1 of 6 Pages - ----------------------- --------------------- CUSIP NO. 124853 13G PAGE 2 OF 6 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Ulster Bank Dublin Nominees Limited - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] Not applicable (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Ireland - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 570,000 ADS SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 None OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 570,000 ADS PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 None - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 570,000 ADS - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 Not applicable - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 2.88% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 BK - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT CUSIP No. 124853 Page 3 of 6 Pages ITEM 1. (a) Name of Issuer CBT Group PLC (b) Address of Issuer's Principal Executive Offices 1005 Hamilton Court Menlo Park, CA 94025 ITEM 2. (a) Name of Person Filing Ulster Bank Dublin Nominees Limited. (b) Address of Principal Business Office or, if none, Residence 32/33 College Green Dublin 2 Ireland (c) Citizenship Ireland (d) Title of Class of Securities American Depositary Shares (e) CUSIP Number 124853 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON IS A: (a) [_] Broker or Dealer registered under Section 15 of the Act (b) [_] Bank as defined in section 3(a)(6) of the Act (c) [_] Insurance Company as defined in section 3(a)(19) of the Act (d) [_] Investment Company registered under section 8 of the Investment Company Act (e) [_] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [_] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, see (S)240.13d-1(b)(1)(ii)(F) CUSIP No. 124853 Page 4 of 6 Pages (g) [_] Parent Holding Company, in accordance with (S)240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [_] Group, in accordance with (S)240.13d-1(b)(1)(ii)(H) This statement is not being filed pursuant to Rule 13d-1(b) or 13d-2(b). ITEM 4. OWNERSHIP (a) Amount Beneficially Owned 570,000 ADS (b) Percent of Class 2.88 % (c) Number of shares (ADS) as to which such person has: (i) sole power to vote or to direct the vote 570,000 ADS (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or direct the disposition of 570,000 ADS (iv) shared power to dispose or direct the disposition of 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more that five percent of the class of securities, check the following [X]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. The shares are held by Ulster Bank Nominees for Standard Life Assurance Co. PLC ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable CUSIP No. 124853 Page 5 of 6 Pages ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable CUSIP No. 124853 Page 6 of 6 Pages ITEM 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 2, 1998 -------------------------- Date /s/ Finbarr Jaly -------------------------- Signature Finbarr Jaly, Manager -------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----